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What is an Exchange?Automation, Management, and Regulation of Financial Markets$
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Ruben Lee

Print publication date: 2000

Print ISBN-13: 9780198297048

Published to Oxford Scholarship Online: October 2011

DOI: 10.1093/acprof:oso/9780198297048.001.0001

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Governance: Law and Regulation

Governance: Law and Regulation

Chapter:
(p.190) 9 Governance: Law and Regulation
Source:
What is an Exchange?
Author(s):

Ruben Lee

Publisher:
Oxford University Press
DOI:10.1093/acprof:oso/9780198297048.003.0009

This chapter discusses the main factors that affect the governance of exchanges in American federal law and regulation. The chapter is composed of two sections. The first analyzes federal laws and regulations that affect the governance of securities exchanges. A similar analysis for futures exchanges is presented in the second section.

Keywords:   American law, securities regulation, exchange governance, securities exchanges, futures exchanges

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