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Financial Literacy: Implications for Retirement Security and the Financial Marketplace$
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Olivia S. Mitchell and Annamaria Lusardi

Print publication date: 2011

Print ISBN-13: 9780199696819

Published to Oxford Scholarship Online: January 2012

DOI: 10.1093/acprof:oso/9780199696819.001.0001

Pension Plan Distributions: The Importance of Financial Literacy

Chapter:
(p. 40 ) Chapter 3 Pension Plan Distributions: The Importance of Financial Literacy
Source:
Financial Literacy: Implications for Retirement Security and the Financial Marketplace
Author(s):

Robert L. Clark

Melinda S. Morrill

Steven G. Allen

Publisher:
Oxford University Press
DOI:10.1093/acprof:oso/9780199696819.003.0003

This chapter examines workers' plans to take lump sum distributions versus life annuities from employer retirement plans. The analysis is based on before and after surveys of retirement eligible workers who attended employer-provided retirement planning seminars. We consider workers' planned distributional choices from both defined benefit and 401(k) plans. A minority of respondents plan to take the non-default options, highlighting the importance of framing. Additionally, higher financial literacy is associated with lower rates of annuitization in both plans. We explore how participants change their planned distribution choices after attending seminars that enhance financial knowledge and understanding of retirement plans.

Keywords:   plans, retirement, annuity, workers, individuals, distribution, planning, seminar, annuities, benefit

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