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The Structure and Regulation of Financial Markets$
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Peter D. Spencer

Print publication date: 2000

Print ISBN-13: 9780198776093

Published to Oxford Scholarship Online: October 2011

DOI: 10.1093/acprof:oso/9780198776093.001.0001

Adverse Selection and the Market for Retail Financial Services

Chapter:
(p. 22 ) (p. 23 ) 2 Adverse Selection and the Market for Retail Financial Services
Source:
The Structure and Regulation of Financial Markets
Author(s):

Peter d. Spencer

Publisher:
Oxford University Press
DOI:10.1093/acprof:oso/9780198776093.003.0002

Financial services comprise the entire range of services offered by financial firms and markets. This includes investment advice, investment trusts, and products such as unit-linked pension plans. The informational structure of these markets is relatively uncomplicated, since clients or the consumers are at a clear informational advantage to the provider, meaning that it is reasonable to characterize these markets in terms of exogenous information. This chapter develops a simple model of adverse selection in the market for basic retail financial services. It also covers the case for self-regulation in financial services and involves questions on how the government can improve on this solution. It is, however, discussed in terms of the British system, which is now a unified system of regulation. The chapter also includes discussions on the international dimension and financial regulation in the European Union.

Keywords:   financial services, firms, markets, self-regulation, government intervention

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