The Federal Vision
Legitimacy and Levels of Governance in the United States and the European Union
Nicolaidis, Kalypso University Lecturer, University of Oxford and a Fellow at St Antony's College
Howse, Robert Professor of Law, University of Michigan
Print publication date: 2001 (this edition)
Published to Oxford Scholarship Online: November 2003
Print ISBN-13: 978-0-19-924500-0







doi:10.1093/0199245002.003.0006

John Kincaid
Abstract: Critically examines the fashionable notion that the steady trajectory of USA federalism in recent decades has been in the direction of decentralization or devolution; the case made rests above all on the pervasiveness of concurrency: ‘All public functions are likely to involve intergovernmental power-sharing in one way or another . . . The centralization that has occurred in the USA has rarely involved wholesale federal occupation of policy fields . . . often in a positive-sum manner in which there is a concomitant expansion of State and/or local government powers’. In this context, so-called devolution in the USA has been far from a wholesale transfer of power but rather a series of halfway measures. More importantly, if legitimacy has not been enhanced through outright devolution—presumably an unachievable first-best in the author's view—then ‘issues of process’ are vital. That is the legitimacy of the norms, institutions, and mechanisms that allow constant adjustment of roles and responsibilities between levels of government in response to changing circumstances and changing citizen preferences. The four sections of the chapter look in turn at definitions of devolution, explanations for the disjunction between devolution, rhetoric and devolution reality in the USA, devolution politics, and the implications for the EU.

Keywords: centralization, decentralization, devolution politics, devolution reality, devolution rhetoric, EU, federalism, governance, legitimacy, USA,

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I Articulating the Federal Vision
II Levels of Governance in the United States and the European Union: Facts and Diagnosis
III Legal and Regulatory Instruments of Federal Governance
IV Federalism, Legitimacy, and Governance: Models for Understanding
V Federalism, Legitimacy, and Identity